Greenboard is a web-based compliance software platform specifically designed for SEC and FINRA-regulated firms. It unifies critical compliance workflows, including communications archiving, code of ethics attestations, forensic testing, risk assessments, marketing material reviews, and vendor management. By consolidating these operations into a single platform, Greenboard helps firms automate tedious tasks, minimize compliance errors, and stay ready for audits. Built with human usability in mind, it empowers compliance officers, legal teams, and advisors to maintain high regulatory standards efficiently and proactively.
| Greenboard Review Summary | |
| Performance Score | A |
| Content/Output | Audit-Ready and Streamlined |
| Interface | Sleek & Regulatory-Focused |
| AI Technology |
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| Purpose of Tool | Centralize and simplify SEC and FINRA compliance workflows |
| Compatibility | Web-Based |
| Pricing | Custom Pricing (Contact Sales) |
Who is Best for Using Greenboard?
- Compliance Officers: Automate archiving, risk testing, and exception reporting to maintain stronger control and faster audit response.
- Advisory Firms: Manage marketing reviews, vendor compliance, and employee attestations from a centralized, intuitive dashboard.
- Broker-Dealers: Ensure communications compliance, reduce regulatory exposure, and streamline complex reporting requirements effortlessly.
- Financial Institutions: Monitor multi-department compliance health, manage risk assessments, and ensure continuous operational oversight.
Greenboard Key Features
| Communications Archiving and Surveillance | Code of Ethics Tracking and Attestations | Risk Assessment and Forensic Testing |
| Exception Reporting Automation | Marketing and Product Compliance Management | Vendor Compliance Management |
| Calendar and Task Automation | Real-Time Dashboard and Analytics | Audit-Ready Documentation Generation |
| Secure, SOC 2-Certified Infrastructure |
Is Greenboard Free?
Greenboard does not offer a free version. It operates on a custom pricing model tailored to the specific compliance needs and scale of each organization. Firms must contact the Greenboard sales team directly for a demo and a personalized quote.
Greenboard Pros & Cons
Pros
- Unifies multiple compliance workflows into a single platform
- Highly intuitive interface built for busy compliance teams
- Reduces audit preparation time and regulatory risk
- Fully scalable for firms of all sizes
- SOC 2 Certified for secure operations
Cons
- No public free plan or free trial available
- Custom pricing may be high for very small firms
- Limited details on third-party integration options
- Best suited for finance industry-specific use cases
FAQs
What does Greenboard help firms with?
Greenboard streamlines SEC and FINRA compliance tasks like communication archiving, ethics attestations, risk assessments, and marketing compliance.
Is there a free version of Greenboard?
No, Greenboard operates through custom pricing plans based on firm size, risk profile, and compliance management needs.
How does Greenboard simplify audits?
It automates exception reports, organizes required documentation, and keeps audit trails ready for rapid regulatory review.
Can Greenboard handle vendor compliance management?
Yes, Greenboard offers vendor compliance modules that help firms track, assess, and manage third-party risks easily.
What security standards does Greenboard meet?
Greenboard is SOC 2 Certified, ensuring high levels of data protection, compliance security, and operational transparency.
