Greenboard is a web-based compliance software platform specifically designed for SEC and FINRA-regulated firms. It unifies critical compliance workflows, including communications archiving, code of ethics attestations, forensic testing, risk assessments, marketing material reviews, and vendor management. By consolidating these operations into a single platform, Greenboard helps firms automate tedious tasks, minimize compliance errors, and stay ready for audits. Built with human usability in mind, it empowers compliance officers, legal teams, and advisors to maintain high regulatory standards efficiently and proactively.
Greenboard Review Summary Performance Score
A
Content/Output
Audit-Ready and Streamlined
Interface
Sleek & Regulatory-Focused
AI Technology
- Exception Reporting Automation
- Risk Assessment Mapping
- Forensic Communication Testing
Purpose of Tool
Centralize and simplify SEC and FINRA compliance workflows
Compatibility
Web-Based
Pricing
Custom Pricing (Contact Sales)
Who is Best for Using Greenboard?
- Compliance Officers: Automate archiving, risk testing, and exception reporting to maintain stronger control and faster audit response.
- Advisory Firms: Manage marketing reviews, vendor compliance, and employee attestations from a centralized, intuitive dashboard.
- Broker-Dealers: Ensure communications compliance, reduce regulatory exposure, and streamline complex reporting requirements effortlessly.
- Financial Institutions: Monitor multi-department compliance health, manage risk assessments, and ensure continuous operational oversight.
Communications Archiving and Surveillance
Code of Ethics Tracking and Attestations
Risk Assessment and Forensic Testing
Exception Reporting Automation
Marketing and Product Compliance Management
Vendor Compliance Management
Calendar and Task Automation
Real-Time Dashboard and Analytics
Audit-Ready Documentation Generation
Secure, SOC 2-Certified Infrastructure
Is Greenboard Free?
Greenboard does not offer a free version. It operates on a custom pricing model tailored to the specific compliance needs and scale of each organization. Firms must contact the Greenboard sales team directly for a demo and a personalized quote.
Greenboard Pros & Cons
Unifies multiple compliance workflows into a single platform
Highly intuitive interface built for busy compliance teams
Reduces audit preparation time and regulatory risk
Fully scalable for firms of all sizes
SOC 2 Certified for secure operations
No public free plan or free trial available
Custom pricing may be high for very small firms
Limited details on third-party integration options
Best suited for finance industry-specific use cases
